Title | Securities law handbook / by Harold S. Bloomenthal and Holme Robert & Owen |
---|---|
Imprint | New York : C. Boardman, 1992, 1993 |
Descript | 1 v. (Loose-leaf) ; 23 cm |
Regulatory authorities -- State and federal laws -- Securities markets and securities dealers -- What is a security? -- The Integrated disclosure system -- Public offering of securities by companies -- The Multijurisdictional disclosure system and other cross-border offerings -- The Trust indenture Act -- Exempt offerings -- Secondary distributions and trading by affiliates -- Rule 144A and the PORTAL market -- Continuous disclosure -- Securities law violations -- Private express remedies -- Implied remedies-primarily rule 10b-5 -- Materiality and timely disclosure -- Reliance, fraud on the market, and causation -- Plaintiff's care -- Insider trading -- Reporting and short-swing profit liability under section 16 -- Fraud on shareholders -- Corporate governance and the federal securities laws -- Mergers and other corporate combinations -- Tender offers -- Proxy regulation -- Regulation of broker-dealers -- Regulation of investment advisers -- Investment companies -- SEC enforcement -- Venue, jurisdiction, damages, and procedure -- Transnational aspects -- SEC and the professional
LOCATION | CALL# | STATUS |
---|---|---|
Law Library (3rd Floor) | K/US.610 B56s 1993 | CHECK SHELVES |
Chulalinet's Book Delivery Request