การควบคุมและตรวจสอบสถาบันการเงิน ภายใต้พระราชบัญญัติการประกอบธุรกิจเงินทุน ธุรกิจหลักทรัพย์ และธุรกิจเครดิตฟองซิเอร์ พ.ศ. 2522 โดยธนาคารแห่งประเทศไทย / สมใจ ประยงค์ = The financial institution supervision and examination under the finance business, security business and Credit Foncier Business Act of B.E. 2522 by the Bank of Thailand / Somjai Prayong
This thesis is written form an interest in the function of financial institutions in Thailand, such as the Finance Business, Security Business, and Credit Foncier Business, etc., which collect monetary investment from general people and lend money to investor who need help with interest charge. It is found that these financial institutions perform the studies similar to those of a common commercial bank. It is, therefore, necessary to enact the Finance Business, Security Business and Credit Foncier Business Act of B.E. 2522 to control the operation of Finance Business, Security Business and financial institution so that they may right fully function and have a firm foundation to protect the lose of their clientle. Hence, the Government has appointed a department of the Bank of Thailand to watch over and look into these financial institutions to be within the limit of the Finance Business, Security Business, and Credit Foncier Business Act of 1979. If an inspection shows discrepancy between the operation of these institutions and the Act, the investigation office has jurisdiction to fine these institutions according to the degree of incorrectness. This thesis talks about the essence, jurisdiction and importance, of the Act. The main ideas are the control and the inspection over financial institutions, and the summary of problems of these institutions in operating under this Act. The writer suggests possible solutions which are gathered from questionnaires sent to these institutions. This thesis covers the substantive of operations, the legislations concerned with regulating, the regulatories by government and also, the facts and problems occurred to this kind business, and includingly, its roles which affected the public and people concerned. Hence, this is to assert such guidance and opinions which are expected to by the benefits to anyone interested. The result of this studies and researches lies on studying from text books, documents, articles, announcements issued by the Bank of Thailand in regulating the non-bank financial institutions, the Finance Business, Security Business and Credit Foncier Business Act of B.E. 2522 and includingly, the responses received from the questionnaires and the results from analysis and evaluation of such responsive informations.
SUBJECT
สถาบันการเงิน -- ไทย
การตรวจสอบภายใน
สถาบันการเงิน -- กฎหมายและระเบียบข้อบังคับ -- ไทย
Financial institutions -- Thailand
Auditing
Internal
Financial institutions -- Law and legislation -- Thailand